The Alerting object in Responsiv proactively identifies and tracks regulatory changes, notifying you of updates that impact your organization's compliance posture.

This functionality is critical to:

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Alerts are configured per Business Unit and per Jurisdiction. Responsiv Support will help you setup Alerting for the first time.

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Alert Score

The Alert Score categorizes regulatory changes based on their potential impact on each of your business units, with a numeric rating indicating relevance, severity and urgency:

Alert Dashboard

The Alert Dashboard provides a centralized view of regulatory changes that have triggered an alert. Key fields in the dashboard include:

Field Name Description Example
Regulation Change Citation identifier for the regulatory change. 90 FR 10583
Review Decision Status of the internal review (Not Reviewed, Reviewed, etc.). Not Reviewed
Notes Your team’s commentary on the Review Decision
Title Brief description of the regulatory change. Ensuring Lawful Governance and Implementing the President's "Department of Government Efficiency" Deregulatory Initiative
Impacted Specific regulatory reference impacted by the change. 12 CFR Part 1022
Alert Score Severity and urgency level indicating the potential impact on your organization. Retail Bank
Associated Obligations Links to related tracked obligations. N/A
Type Nature of the regulatory change (e.g., Rule, Proposed Rule, Presidential Document). Rule
Jurisdiction Indicates the Federal, State, or International source of the regulatory change. Federal

Viewing All Regulatory Changes (Audit Trail)

The Alerts page only the regulatory changes that have triggered an alert. The Regulatory Changes page shows ALL regulatory changes and how they were scored. This provides a defensible audit trail.